Financial Regulation

This course will be a high-level overview of several different areas of financial regulation: banking regulation, insurance regulation, and elements of securities regulation (particularly broker-dealer and investment company regulation).

Credits
3
Course Equivalency

Students may NOT earn credit if LAW 5061 Financial Regulation was previously completed.

Limited Drop
Subject Area
Administrative & Regulatory Law
Business Law *
Student Year
Upper Division
LL.M.
Grade base
A - F
Course type
LEC