Financial Regulation – 6061

This course will be a high-level overview of several different areas of financial regulation: banking regulation, insurance regulation, and elements of securities regulation (particularly broker-dealer and investment company regulation).

Sections

Spring 2023

Financial Regulation
Niel Willardson ’87
John Yanish ’87
Credits
3
Course Equivalency

Students may NOT earn credit if LAW 5061 Financial Regulation was previously completed.

Subject Area
Administrative & Regulatory Law
Business Law *
Student Year
Upper Division
LL.M.
Grade base
A - F
Course type
LEC