Financial Regulation – 6061

Spring 2023

Niel Willardson ’87
John Yanish ’87

This course will be a high-level overview of several different areas of financial regulation: banking regulation, insurance regulation, and elements of securities regulation (particularly broker-dealer and investment company regulation).

Syllabus
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Niel Willardson ’87

Adjunct: General Curriculum
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John Yanish ’87

Credits
3
Course
Financial Regulation
Course Equivalency

Students may NOT earn credit if LAW 5061 Financial Regulation was previously completed.

Subject Area
Administrative & Regulatory Law
Business Law *
Student Year
Upper Division
LL.M.
Grade base
A - F
Course type
LEC