6061
Spring 2023

Financial Regulation

This course will be a high-level overview of several different areas of financial regulation: banking regulation, insurance regulation, and elements of securities regulation (particularly broker-dealer and investment company regulation).

Instructors

Main Course Page

Financial Regulation

Credits

3

Course Equivalency

Students may NOT earn credit if LAW 5061 Financial Regulation was previously completed.

Subject / Concentration

Administrative & Regulatory Law
Business Law*

Student year

J.D. - 2L/3L (Upper Division)
LL.M.

Grade base

A - F

Course type

Lecture
* Indicates Concentration